Auditable controls, resilient operations, client trust.

We deliver examiner-ready security, continuity, and governed AI for wealth managers and RIAs, CPA and accounting firms, and finance teams, so you can show your controls work and keep client data beyond reproach.

Audit-ready evidence · fraud-resistant identity · continuity planning

The problems we take off your plate.

Meet examiner and client expectations with auditable controls, resilient operations, and governed AI, for wealth management, advisory, and CPA practices alike.

  • Examiner & regulator expectations

    SEC, FINRA, the FTC Safeguards Rule, and state boards all expect documented controls and evidence that they work.

  • Fraud & account takeover

    Finance is a top target. Weak identity becomes wire fraud, diverted distributions, and data theft.

  • Client data & trust

    Portfolios, tax returns, and client books are exactly what attackers want, and a breach during busy season is a firm-threatening event.

  • Governed AI

    Copilot needs governance an examiner accepts before it touches client records.

Capabilities engineered for your reality.

  • Fraud-resistant identity

    Phishing-resistant multi-factor authentication (MFA) and conditional access that block most account-takeover attempts at sign-in.

  • Audit-ready evidence

    Controls documented and logged, so an exam starts from evidence.

  • Continuity & recovery

    Tested backups and rehearsed recovery so operations survive outages and ransomware.

  • Governed Copilot

    Data access reviewed and documented so AI adoption arrives with the evidence a compliance review asks for.

One workflow, run in the real product.

This is the exact scenario a financial organization brought us — played back on authentic Microsoft screens.

Copilot adoption product tour

Build a Copilot adoption plan with Microsoft’s enablement framework

A 38-person financial firm owns Microsoft 365 and Azure, but has no AI council, prioritized scenarios, or agreed way to measure adoption.

What the decision-maker asks: “Which Copilot scenarios should we launch first, who owns adoption, and how will we prove impact?”

Stage 1 of 4

Stage 1 of 4: Form the AI council. Following Microsoft’s first enablement phase, the firm assigns an executive sponsor, service owner, security lead, and champions.

Stage 1 — Form the AI council: Following Microsoft’s first enablement phase, the firm assigns an executive sponsor, service owner, security lead, and champions.

Microsoft user enablement team model showing the executive sponsor, success owner, program manager, and champions
Why this matters

Every name on this chart is someone accountable. AI adoption stops being a hobby and becomes an owned program.

What AI did: None yet, by design: Microsoft’s framework puts accountable people in place before any AI is switched on.

Build the enablement team around accountable business owners. · Microsoft Learn

A Microsoft-aligned adoption plan leadership can own

The firm starts with two role-based scenarios, named owners, measurable outcomes, and explicit gates before any broader Copilot rollout.

What your business gets out of this

Click any item for the plain-English version — what it means, what it looks like in practice, why it matters, and the question worth asking your team.

References: Microsoft 365 Copilot user enablement · Envision a successful Copilot adoption

Evidence, not assurances.

  • SEC / FINRA / FTC SafeguardsControls aligned to examiner expectations for advisors and wealth firms, and to the FTC Safeguards Rule for CPA and tax practices.
  • Books & records / retentionRetention configured and documented across Microsoft 365.
  • Identity & accessLeast-privilege access with logging on sensitive client data.
  • Incident responseA written, rehearsed plan with the evidence trail examiners ask for.
Check your readiness

What you get

  • Faster, calmer regulatory exams.
  • Identity hardened against fraud and takeover.
  • AI adoption your compliance team can sign off on.
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